About Us
Association Of Portfolio Managers In India - APMI
Charter
Board of Directors - Current
Board of Directors - Previous Years
Members of APMI Working Committees
Evolution of APMI - Year 2022
Evolution of APMI - Year 2023
Evolution of APMI - Year 2024
Evolution of APMI - Going Forward
CIRCULARS
SEBI Circulars
PMS Regulation + Master Circular + PMS Manual
PMS Regulation-2020
Master Circular for Portfolio Managers - 7th June'24
SEBI PMS Manual
FAQ-28th Oct'20
SAAS- 3rd November'2020
Related Party Circular- 26th Aug'22
Dealing Team- 30th Sept'22
Performance Benchmarking- 16th Dec'22
Change in Control of Portfolio Managers providing Co-Investment Services - 10th Jan'23
Cyber Security- 29th Mar'23
ODR- Online Disputes Resolution- 31st July'23
Audit of firm level performance- 3rd Aug'23
SCORES- Redressal of Investor Grievances - 20th Sept'23
Centralized mechanism for reporting the demise of an investor through KRAs - 3rd Oct'23
Master Circular on KYC Norms for the Securities Market - 12th Oct'23
Extension of timeline for 20th Sept. Circular- 1st Dec'23
Centralization of certifications under FATCA and CRS at KRAs- 20th Feb'24
Facilitating collective oversight of Distributors for PMS through APMI-2nd May'24
Facilitating ease in digital on-boarding process for clients and enhancing transparency - 2nd May'24
Norms for sharing of real time price data to third parties- 24th May'24
Cybersecurity and Cyber Resilience Framework for SEBI Regulated Entities- 20th August'24
Clarifications to CSCRF for SEBI Regulated Entities
Details/Clarifications on provisions related to Association of Persons
Extension of Timelines for submission of Offsite Data
Communication from SEBI
Indicative Infra requirements of a PMS
Industry Standards Recognition Manual
Letter from SEBI - Project PARAS
SEBI Communication on Secondary Benchmarks
Manual for uploading Reports on SI Portal
Escalation Matrix for Issues on SI Portal
Generic Mail IDs of SEBI
Entities/Persons/Whatsapp/Telegram groups impersonating as Registered Portfolio Managers
Reply from SEBI on queries of APMI on Benchmarking Circular
Cybercrime Report alongwith TRAI Directions - 11th may'24
Rights of Persons with Diasbilities alongwith Writ Petition - 29th May'24
Guidelines for sending Commercial Communications - 31st May'24
How to get complete XML from XLS when records are more than 65,536
Help Video for getting complete XML from XLS
SEBI Consultation Papers
Ease of Doing Business-15th Feb'24
Performance Validation Agency
Consultation Paper on Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
CONSULTATION PAPER ON INTRODUCTION OF NEW ASSET CLASS/PRODUCT CATEGORY
Consultation Paper on proposed amendments to the SEBI (Prohibition of Insider Trading) Regulations,
Consultation Paper on Review of Regulatory Framework for IA & RA
Consultation Paper on Substituting Attestation with Self Attestation
Consultation Paper on Draft Circular for Safe and Efficient Transfers on UPI
APMI Circulars
APMI Circular 1 & 2- Benchmarking, Valuation & Related Communications
APMI Circular 1 - Valuation - 23rd March'23
APMI Circular 2 - Benchmarking -23rd Mar'23
Revised Benchmarks - Annexure 1 - 31st March'23
Reply from SEBI on queries of APMI on Benchmarking Circular
Index under Hybrid and Multi Asset Strategy - 5th May'23
APMI-Important Communication-15th May'23
Update on Index under Hybrid Startegy-11th Aug'23
Secondary Benchmarks- Oct'24
APMI-SOP for change in Benchmark
APMI Circular 3 - FAQ's on SEBI Circular dated 30th Sept'22
APMI Circular 4 - APMI - NISM Applicability -24th Apr'23
APMI Circular 5 - APMI - Distributor Brokerage -26th Apr'23
APMI Circular 6- Reporting of Performance (BSE 500 TRI) -28th Apr'23
APMI Circular 7- APMI- Time Period -04th May'23
APMI Circular:8 -APMI Membership Register -30th June'23
APMI Circular 9 - APMI ToR for Audit of Firm Level Performance Data - 28th Sept'23
APMI Circular 10 - Formats of Annual Compliance Reports - 12th Oct'23
APMI Circular 11 - Submissions by APMI vide SEBI Circular dated 2nd May'24
FAQ's on APMI Circular Number 11
FAQ- II on APMI Circular Number 11
Communication from APMI
Reply from SEBI on queries of APMI on Benchmarking Circular
APMI-Important Communication-15th May'23
Index under Hybrid and Multi Asset Strategy - 5th May'23
APMI-Flagging of Demat Accounts-30th May'23
Update on Index under Hybrid Startegy-11th Aug'23
Submission of Compliance Reports trough SEBI Intermediary Portal-23rd Oct'23
Clarification regarding Clause 2.7.3 of Master Circular related to Dealing Room-28th Dec'23
Guidance Note for FATCA & CRS
Submission by APMI on new Asset Class Product Category
APMI Communication on Secondary Benchmarks
APMI- Update on SEBI CSCRF Circular
Guidance on Distributor Compliance and APRN
Clarification Note- Indicative Infra Requirement of a PMS
List of Dealing Officers in SEBI
IMPORTANT
PARAS
Letter from SEBI - Project PARAS
Important Update-PARAS-Mail 1
Important Update-PARAS-Mail 2
Important Update-PARAS-Mail 3
Important Update-PARAS-Mail 4
Steps for accessing the PARAS Portal
User Manual
Guidance Video - Alert Module
Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
Consultation Paper on CSCRF
Circular - CSCRF - 20th Aug'24
Compliance Sutra- Sept'24- CSCRF for SEBI Regulated Entities Part I
Webinar by NISM-SEBI Circular on CSCRF-1
Compliance Sutra- Sept'24- CSCRF for SEBI Regulated Entities Part 2
Update-SEBI CSCRF Circular dated 20th Aug'24
Webinar with BSE on M-SOC
Compliance Sutra- Dec'24-Relevance and importance of Cyber Security- I
Compliance Sutra- Dec'24-Relevance and importance of Cyber Security- II
Action Requested - FAQ on CSCRF
Open House Discussion on SEBI CSCRF
Media Release and Circular issued by BSE and NSE
Webinar by NISM - SEBI Circular on CSCRF- 2
Presentation - CSCRF
Compliance Sutra- Feb'25- M-SOC Services by BSE
MSOC- BSE- BLUESAPPHIRE- PPT
Webinar by Aujas - SEBI Circular on CSCRF
Webinar by NISM - SEBI Circular on CSCRF- 3
MSOC- NSE- AUJAS- PPT
Contact details of M-SOC Teams
APMI-Important-CSCRF
Extension towards Adoption of CSCRF
FICCI
APMI Registration Certificate
Help Tab for New Portfolio Managers
Registration of Portfolio Manager & Post- Registration Activity
Co-Investment PM under SEBI (PM) Regulations, 2020 and Circulars
Help Menu for Offsite Inspection Data
List of Custodians & Reg. No.
XML Template Definition- Offsite Inspection cum Surveillance of PMS- Version 5.5
1 - Clarification wrt ODS
2 - FAQ from Custodians
3 - Contact Points
4-User Guide & Videos
5 - Schedule of Help Meetings
Help Note on Offsite Data Submission- Oct'24
Help Tab on BUDS
1. Letter from CERSAI- 12th Jan'24
2. Communication from APMI- 21st Feb'24
3. Letter from CERSAI dated 27th Sept'24
4. Communication from APMI- 8th Oct'24
5. Communication from APMI- 4th Dec'24
6. Letter from CERSAI dated 3rd Dec'24
Pre requisite for Deposit Taker
User Manual - BUDS Registry
User Manual - Deposit Taker Registration
APMI-Distributor Registration
Master Document for Distributor Registration
Fee Structure
Compliance Sutra
Compliance Sutra - Important Disclosures to Members
Compliance Sutra - Process and Details
APMI Compliance Sutra Sessions- Summary
Compliance Sutra 2023-2024
Compliance Sutra - Calendar for Sept'23
Compliance Sutra - Calendar for Oct'23
Compliance Sutra - Calendar for Nov'23
Compliance Sutra - Calendar for Dec'23
Compliance Sutra - Calendar for Jan'24
Compliance Sutra - Calendar for Feb'24
Compliance Sutra - Calendar for March'24
Compliance Sutra 2024-2025
Compliance Sutra - Calendar for April'24
Compliance Sutra - Calendar for May'24
Compliance Sutra - Calendar for June'24
Compliance Sutra - Calendar for July'24
Compliance Sutra - Calendar for August'24
Compliance Sutra - Calendar for September'24
Compliance Sutra - Calendar for October'24
Compliance Sutra - Calendar for November'24
Compliance Sutra - Calendar for December'24
Compliance Sutra - Calendar for January'25
Compliance Sutra - Calendar For February'25
Compliance Sutra - Calendar for March'25
Governance & Constitution
Board of Directors
Members of APMI Working Committees
Holiday List - 2024
Holiday List - 2025
For FY 2021-2022
APMI- 1st Annual Report-FY 2021-2022
Chairmans Statement & Scrutinizers Report- 2022
For FY 2022-2023
APMI- 2nd Annual Report FY 2022-2023
Chairman's Statement & Scrutinizers Report -2023
Reconstitution of the BOD
For FY 2023-2024
APMI- 3rd Annual Report FY 2023-2024
Chairman's Statement & Scrutnizers report for AGM 2024
Notice on Reconstitution of APMI Board & Committees- 3rd July 2023
APMI Board- Nominations & Elections- FY- 23-24
For FY 2024-2025
Chairman's Statement & Scrutinizers Report for EGM
Notice for the 1st EGM on 31st August'24
APMI- Note on Re-constitution of APMI Board for FY 24-25
APMI Board- Nomination & Elections- FY 24-25
Invitations
Invitation for Tuesday 20th June'23
Invitation for Thursday 27th April'23
APMI Members Meet- Thursday 13th April'23
Invitation for Friday 23rd December'22
NISM & Training
NISM XXI-A : PMS Distributors Certificate Examination
NISM XXI-A- Annexure I : Details and Syllabus Outline
NISM XXI-B-Annexure II : Test Objectives
Workbook for NISM XXIA (14th Nov'23)
NISM Training Partners (Additional)
NISM - Training Partners
Applicability & Important Dates for NISM XXI A & B
Guidance NISM XXIA
SEBI Notification for NISM Series XXI-A-PMS-Distributors
SEBI Notification for NISM Series XXI-B-Portfolio-Managers
Portal Help
Steps for Monthly Reports Upload
Steps for uploading Client breakup details
Steps for Query Management
Member Dashboard
Surveys executed in FY 2022-23
IT Infrastructure & Procedures
1st Survey for 30th September,22 Circular
2nd Survey for 30th September,22 Circular
3rd Survey for 30th September,22 Circular
4th Survey for 30th September,22 Circular
Supervisory Risk assessment
Survey - Direct Investor Complaints
Surveys executed in FY 2023-24
5th Survey for 30th Sept'22 Circular - 04th May'23
Online Dispute Resolution (ODR) Survey
6th Survey for 30th Sept'22 Circular - 02nd June'23
Cyber Security- Urgent
Survey on Flagging of Demat Accounts
Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
APMI- Survey on SEBI Intermediary Portal
Digital Client Onboarding
APMI- Client Count Data
APMI- Survey on Ease of Doing Business
2nd Survey on SEBI Intermediary Portal
Update on NISM XXI-B
7th Survey for 30th Sept'22 Circular - 08th Sept'23
Survey - Active Business Period of Portfolio Managers
Survey on Simplification, Ease of Compliance and Reduction in Cost of Compliance
Survey - Offsite Inspection Data
Survey - Cyber Security - Status as on 30th September 2023
Survey - Cyber Security - Status as on 29th May 2023 and 31st July 2023
India-Oman FTA Services Negotiation
Survey - Preparation for Submission of Offsite Data
Survey - Details of Deposit Takers required by CERSAI
Survey - Unique Mail ID for SCORES 2.0
Surveys executed in FY 2024-25
Survey-Number of Clients and AUM Data
Survey - Accredited Investors and Investment in Unlisted Securities
Survey-Display of Information on APMI website
Industry AUM
PMS Industry Aum
Non EPFO/PF AUM
FY 24-25: AUM & Client Count Data-PMS Level
FY 23-24: AUM & Client Count Data- PMS Level
TRAI - Digital Consent Acquisition & Related
Contact Details of Nodal Officers from TSPs
FAQs
TRAI Directions - 16th Feb'23
Directions to curb misuse of Headers and Content Templates - 12th May'23
Directions towards Digital Consent Acquisition - 2nd June'23
Telecom Intelligence Report - 'Abuse of SMS Headers' - 18th April'24
Guidelines for sending Commercial Communications - 31st May'24
TRAI Directions - 13th August'24
TRAI Directions - 20th August'24
TRAI Directions- 28th October'24
Membership Details
APMI Membership Note for FY 24-25
APMI Membership FY 24-25
APMI Membership FY 23-24
APMI Membership FY 22-23
APMI Refund Policy
APMI Bank Account Details
Report
APMI Insights
IA Performance report
IA Turnover report
IA Comparison report
Consolidated IA Performance Report
APMI INSIGHTS
APMI Member Registration
APMI Distributor Registration