Charter
CIRCULARS
SEBI Circulars
PMS Regulation-2020
Master Circular for Portfolio Managers - 7th June'24
SEBI PMS Manual
FAQ-28th Oct'20
SAAS- 3rd November'2020
Related Party Circular- 26th Aug'22
Dealing Team- 30th Sept'22
Performance Benchmarking- 16th Dec'22
Change in Control of Portfolio Managers providing Co-Investment Services - 10th Jan'23
Cyber Security- 29th Mar'23
ODR- Online Disputes Resolution- 31st July'23
Audit of firm level performance- 3rd Aug'23
SCORES- Redressal of Investor Grievances - 20th Sept'23
Centralized mechanism for reporting the demise of an investor through KRAs - 3rd Oct'23
Master Circular on KYC Norms for the Securities Market - 12th Oct'23
Extension of timeline for 20th Sept. Circular- 1st Dec'23
Centralization of certifications under FATCA and CRS at KRAs- 20th Feb'24
Facilitating collective oversight of Distributors for PMS through APMI-2nd May'24
Facilitating ease in digital on-boarding process for clients and enhancing transparency - 2nd May'24
Norms for sharing of real time price data to third parties- 24th May'24
Cybersecurity and Cyber Resilience Framework for SEBI Regulated Entities- 20th August'24
Communication from SEBI
Manual for uploading Reports on SI Portal
Escalation Matrix for Issues on SI Portal
Generic Mail IDs of SEBI
Entities/Persons/Whatsapp/Telegram groups impersonating as Registered Portfolio Managers
Reply from SEBI on queries of APMI on Benchmarking Circular
Cybercrime Report alongwith TRAI Directions - 11th may'24
Rights of Persons with Diasbilities alongwith Writ Petition - 29th May'24
Guidelines for sending Commercial Communications - 31st May'24
How to get complete XML from XLS when records are more than 65,536
Help Video for getting complete XML from XLS
SEBI Consultation Papers
Ease of Doing Business-15th Feb'24
Performance Validation Agency
CONSULTATION PAPER ON INTRODUCTION OF NEW ASSET CLASS/PRODUCT CATEGORY
Consultation Paper on proposed amendments to the SEBI (Prohibition of Insider Trading) Regulations,
Consultation Paper on Review of Regulatory Framework for IA & RA
Consultation Paper on Substituting Attestation with Self Attestation
APMI Circulars
APMI Circular 1 - Valuation -23rd Mar'23
APMI Circular 2 - Benchmarking -23rd Mar'23
Revised Benchmarks - Annexure 1 - 31st March'23
Reply from SEBI on queries of APMI on Benchmarking Circular
Index under Hybrid and Multi Asset Strategy - 5th May'23
Update on Index under Hybrid Startegy-11th Aug'23
APMI Circular 3 - FAQ's on SEBI Circular dated 30th Sept'22
APMI Circular 4 - APMI - NISM Applicability -24th Apr'23
APMI Circular 5 - APMI - Distributor Brokerage -26th Apr'23
APMI Circular 6- Reporting of Performance (BSE 500 TRI) -28th Apr'23
APMI Circular 7- APMI- Time Period -04th May'23
APMI Circular:8 -APMI Membership Register -30th June'23
APMI Circular 9 - APMI ToR for Audit of Firm Level Performance Data - 28th Sept'23
APMI Circular 10 - Formats of Annual Compliance Reports - 12th Oct'23
APMI Circular 11 - Submissions by APMI vide SEBI Circular dated 2nd May'24
Communication from APMI
Reply from SEBI on queries of APMI on Benchmarking Circular
APMI-Important Communication-15th May'23
Index under Hybrid and Multi Asset Strategy - 5th May'23
APMI-Flagging of Demat Accounts-30th May'23
Update on Index under Hybrid Startegy-11th Aug'23
Submission of Compliance Reports trough SEBI Intermediary Portal-23rd Oct'23
Clarification regarding Clause 2.7.3 of Master Circular related to Dealing Room-28th Dec'23
Guidance Note for FATCA & CRS
Submission by APMI on new Asset Class Product Category
IMPORTANT
Help Menu for Offsite Inspection Data
1 - Clarification wrt ODS
2 - FAQ from Custodians
3 - Contact Points
4-User Guide & Videos
5 - Schedule of Help Meetings
APMI-Distributor Registration
Master Document for Distributor Registration
Fee Structure
Compliance Sutra
Compliance Sutra - Summary
Compliance Sutra - Important Disclosures to Members
Compliance Sutra - Process and Details
Compliance Sutra - Calendar for Sept'23
Compliance Sutra - Calendar for Oct'23
Compliance Sutra - Calendar for Nov'23
Compliance Sutra - Calendar for Dec'23
Compliance Sutra - Calendar for Jan'24
Compliance Sutra - Calendar for Feb'24
Compliance Sutra - Calendar for March'24
Compliance Sutra - Calendar for April'24
Compliance Sutra - Calendar for May'24
Compliance Sutra - Calendar for June'24
Compliance Sutra - Calendar for July'24
Compliance Sutra - Calendar for August'24
Constitution
Board of Directors
Members of APMI Working Committees
APMI- Note on Re-constitution of APMI Board for FY 24-25
Declaration of Results of EGM- 2024 by the Chairman
Scrutinizer's Report for EGM- 2024
Notice for the 1st EGM on 31st August'24
Chairman's Statement & Scrutinizers Report -2023
APMI- 2nd Annual Report FY 2022-2023
Notice on Reconstitution of APMI Board & Committees- 3rd July 2023
Chairman's Statement & Scrutinizers Report
APMI- 1st Annual Report-FY 2021-2022
Reconstitution of the BOD
Holiday List - 2024
Invitations
Invitation for Tuesday 20th June'23
Invitation for Thursday 27th April'23
APMI Members Meet- Thursday 13th April'23
Invitation for Friday 23rd December'22
NISM & Training
Workbook for NISM XXIA (14th Nov'23)
NISM Training Partners (Additional)
NISM - Training Partners
Applicability & Important Dates for NISM XXI A & B
Guidance NISM XXIA
SEBI Notification for NISM Series XXI-A-PMS-Distributors
SEBI Notification for NISM Series XXI-B-Portfolio-Managers
Portal Help
Steps for Monthly Reports Upload
Steps for uploading Client breakup details
Steps for Query Management
Member Dashboard
Surveys executed in FY 2022-23
IT Infrastructure & Procedures
1st Survey for 30th September,22 Circular
2nd Survey for 30th September,22 Circular
3rd Survey for 30th September,22 Circular
4th Survey for 30th September,22 Circular
Supervisory Risk assessment
Survey - Direct Investor Complaints
Surveys executed in FY 2023-24
5th Survey for 30th Sept'22 Circular - 04th May'23
Online Dispute Resolution (ODR) Survey
6th Survey for 30th Sept'22 Circular - 02nd June'23
Cyber Security- Urgent
Survey on Flagging of Demat Accounts
Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
APMI- Survey on SEBI Intermediary Portal
Digital Client Onboarding
APMI- Client Count Data
APMI- Survey on Ease of Doing Business
2nd Survey on SEBI Intermediary Portal
Update on NISM XXI-B
7th Survey for 30th Sept'22 Circular - 08th Sept'23
Survey - Active Business Period of Portfolio Managers
Survey on Simplification, Ease of Compliance and Reduction in Cost of Compliance
Survey - Offsite Inspection Data
Survey - Cyber Security - Status as on 30th September 2023
Survey - Cyber Security - Status as on 29th May 2023 and 31st July 2023
India-Oman FTA Services Negotiation
Survey - Preparation for Submission of Offsite Data
Survey - Details of Deposit Takers required by CERSAI
Survey - Unique Mail ID for SCORES 2.0
Surveys executed in FY 2024-25
Survey-Number of Clients and AUM Data
Survey - Accredited Investors and Investment in Unlisted Securities
Industry AUM
Non EPFO/PF AUM
PMS Industry Aum
FY 23-24: AUM & Client Count Data- PMS Level
FY 24-25: AUM & Client Count Data- PMS Level
TRAI - Digital Consent Acquisition & Related
Contact Details of Nodal Officers from TSPs
FAQs
TRAI Directions - 16th Feb'23
Directions to curb misuse of Headers and Content Templates - 12th May'23
Directions towards Digital Consent Acquisition - 2nd June'23
Telecom Intelligence Report - 'Abuse of SMS Headers' - 18th April'24
Guidelines for sending Commercial Communications - 31st May'24
TRAI Directions - 20th August'24
Membership Details
APMI Membership Note for FY 24-25
APMI Membership FY 24-25
APMI Membership FY 23-24
APMI Membership FY 22-23
APMI Refund Policy
APMI Bank Account Details
Report
IA Performance report
IA Turnover report
IA Comparison report
Consolidated IA Performance Report
Contact Us
Member Registration
Distributor Registration