Charter
CIRCULARS
SEBI Circulars
PMS Regulation-2020
Master Circular for Portfolio Managers - 7th June'24
SEBI PMS Manual
FAQ-28th Oct'20
SAAS- 3rd November'2020
Related Party Circular- 26th Aug'22
Dealing Team- 30th Sept'22
Performance Benchmarking- 16th Dec'22
Change in Control of Portfolio Managers providing Co-Investment Services - 10th Jan'23
Cyber Security- 29th Mar'23
ODR- Online Disputes Resolution- 31st July'23
Audit of firm level performance- 3rd Aug'23
SCORES- Redressal of Investor Grievances - 20th Sept'23
Centralized mechanism for reporting the demise of an investor through KRAs - 3rd Oct'23
Master Circular on KYC Norms for the Securities Market - 12th Oct'23
Extension of timeline for 20th Sept. Circular- 1st Dec'23
Centralization of certifications under FATCA and CRS at KRAs
Facilitating collective oversight of Distributors for PMS through APMI-2nd May'24
Facilitating ease in digital on-boarding process for clients and enhancing transparency - 2nd May'24
Norms for sharing of real time price data to third parties
Communication from SEBI
Manual for uploading Reports on SI Portal
Escalation Matrix for Issues on SI Portal
Generic Mail IDs of SEBI
Entities/Persons/Whatsapp/Telegram groups impersonating as Registered Portfolio Managers
Reply from SEBI on queries of APMI on Benchmarking Circular
Cybercrime Report alongwith TRAI Directions - 11th may'24
Rights of Persons with Diasbilities alongwith Writ Petition - 29th May'24
Guidelines for sending Commercial Communications - 31st May'24
How to get complete XML from XLS when records are more than 65,536
Help Video for getting complete XML from XLS
SEBI Consultation Papers
Ease of Doing Business
Performance Validation Agency
Review of Eligibility Criteria of Stock Derivatives
APMI Circulars
APMI Circular 1 - Valuation -23rd Mar'23
APMI Circular 2 - Benchmarking -23rd Mar'23
Revised Benchmarks - Annexure 1 - 31st March'23
Reply from SEBI on queries of APMI on Benchmarking Circular
Index under Hybrid and Multi Asset Strategy - 5th May'23
APMI Circular 3 - FAQ's on SEBI Circular dated 30th Sept'22
APMI Circular 4 - APMI - NISM Applicability -24th Apr'23
APMI Circular 5 - APMI - Distributor Brokerage -26th Apr'23
APMI Circular 6- Reporting of Performance (BSE 500 TRI) -28th Apr'23
APMI Circular 7- APMI- Time Period -04th May'23
APMI Circular:8 -APMI Membership Register -30th June'23
APMI Circular 9 - APMI ToR for Audit of Firm Level Performance Data - 28th Sept'23
APMI Circular 10 - Formats of Annual Compliance Reports - 12th Oct'23
Communication from APMI
Reply from SEBI on queries of APMI on Benchmarking Circular
APMI-Important Communication-15th May'23
Index under Hybrid and Multi Asset Strategy - 5th May'23
APMI-Flagging of Demat Accounts-30th May'23
Update on Index under Hybrid Startegy-11th Aug'23
Submission of Compliance Reports trough SEBI Intermediary Portal-23rd Oct'23
Clarification regarding Clause 2.7.3 of Master Circular related to Dealing Room-28th Dec'23
Guidance Note for FATCA & CRS
IMPORTANT
Help Menu for Offsite Inspection Data
1 - Clarification wrt ODS
2 - FAQ from Custodians
3 - Contact Points
4-User Guide & Videos
5 - Schedule of Help Meetings
Surveys executed in FY 2024-25
Survey-Number of Clients and AUM Data
Survey - Accredited Investors and Investment in Unlisted Securities
Surveys executed in FY 2023-24
5th Survey for 30th Sept'22 Circular - 04th May'23
Online Dispute Resolution (ODR) Survey
6th Survey for 30th Sept'22 Circular - 02nd June'23
Cyber Security- Urgent
Survey on Flagging of Demat Accounts
Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
APMI- Survey on SEBI Intermediary Portal
Digital Client Onboarding
APMI- Client Count Data
APMI- Survey on Ease of Doing Business
2nd Survey on SEBI Intermediary Portal
Update on NISM XXI-B
7th Survey for 30th Sept'22 Circular - 08th Sept'23
Survey - Active Business Period of Portfolio Managers
Survey on Simplification, Ease of Compliance and Reduction in Cost of Compliance
Survey - Offsite Inspection Data
Survey - Cyber Security - Status as on 30th September 2023
Survey - Cyber Security - Status as on 29th May 2023 and 31st July 2023
India-Oman FTA Services Negotiation
Survey - Preparation for Submission of Offsite Data
Survey - Details of Deposit Takers required by CERSAI
Survey - Unique Mail ID for SCORES 2.0
APMI-Distributor Registration
Master Document for Distributor Registration
Fee Structure
Compliance Sutra
Compliance Sutra - Summary
Compliance Sutra - Important Disclosures to Members
Compliance Sutra - Process and Details
Compliance Sutra - Calendar for Sept'23
Compliance Sutra - Calendar for Oct'23
Compliance Sutra - Calendar for Nov'23
Compliance Sutra - Calendar for Dec'23
Compliance Sutra - Calendar for Jan'24
Compliance Sutra - Calendar for Feb'24
Compliance Sutra - Calendar for March'24
Compliance Sutra - Calendar for April'24
Compliance Sutra - Calendar for May'24
Compliance Sutra - Calendar for June'24
Constitution
Board of Directors
Members of APMI Working Committee
Chairman's Statement & Scrutinizers Report -2023
APMI- 2nd Annual Report FY 2022-2023
Notice on Reconstitution of APMI Board & Committees- 3rd July 2023
Chairman's Statement & Scrutinizers Report
APMI- 1st Annual Report-FY 2021-2022
Reconstitution of the BOD
Holiday List - 2024
Industry AUM
Non EPFO/PF AUM
PMS Industry Aum
AUM & Client Count Data- PMS Level
Invitations
Invitation for Tuesday 20th June'23
Invitation for Thursday 27th April'23
APMI Members Meet- Thursday 13th April'23
Invitation for Friday 23rd December'22
NISM & Training
Workbook for NISM XXIA (14th Nov'23)
NISM Training Partners (Additional)
NISM - Training Partners
Applicability & Important Dates for NISM XXI A & B
Guidance NISM XXIA
SEBI Notification for NISM Series XXI-A-PMS-Distributors
SEBI Notification for NISM Series XXI-B-Portfolio-Managers
Portal Help
Steps for Monthly Reports Upload
Steps for uploading Client breakup details
Steps for Query Management
Member Dashboard
Surveys executed in FY 2022-23
IT Infrastructure & Procedures
1st Survey for 30th September,22 Circular
2nd Survey for 30th September,22 Circular
3rd Survey for 30th September,22 Circular
4th Survey for 30th September,22 Circular
Supervisory Risk assessment
Survey - Direct Investor Complaints
TRAI - Digital Consent Acquisition & Related
Contact Details of Nodal Officers from TSPs
FAQs
TRAI Directions - 16th Feb'23
Directions to curb misuse of Headers and Content Templates - 12th May'23
Directions towards Digital Consent Acquisition - 2nd June'23
Telecom Intelligence Report - 'Abuse of SMS Headers' - 18th April'24
Guidelines for sending Commercial Communications - 31st May'24
Membership Details
APMI Membership Note for FY 24-25
APMI Membership FY 24-25
APMI Membership FY 23-24
APMI Membership FY 22-23
APMI Refund Policy
APMI Bank Account Details
Report
IA Performance report
IA Turnover report
IA Comparison report
Consolidated IA Performance Report
Contact Us
Member Registration
Distributor Registration